Cboe Global Markets is set to implement noteworthy changes to its fingerprint processing system. Traditionally, the organization has facilitated direct fingerprint submissions to the Federal Bureau of Investigations (FBI) for the personnel of Cboe Trading Permit Holders (TPHs) and those applying for TPH. This process aligns with the compliance requirements detailed under Section 17(f)(2) of the Securities Exchange Act of 1934.
However, on October 13, 2025, all Cboe-related U.S. Equities and Options Exchanges will discontinue their existing fingerprint processing platform. This means that the direct submission of fingerprints to the FBI will come to an end.
Following this transition, personnel associated with TPHs and applicants—including anyone who needs access to the trading floor—will be required to have their fingerprints processed through the Financial Industry Regulatory Authority (FINRA). Additionally, they must register through the Web Central Registration Depository (Web CRD).
The changes signal a shift in how the organization handles compliance with fingerprinting requirements, aiming to streamline processes while continuing to meet regulatory obligations.